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New Special Member Benefits


Rocky Mountain Chapter

Chapter Officers

Next Chapter Meeting - video conference luncheon meeting

Date: Thursday, March 20, 2008
Locations & Times:

DENVER
11:30 a.m. MDT - Register, lunch available
12:00 - 1:00 p.m. MDT - Program
Xcel Energy
1225 Seventeenth Street, 9th Floor
Denver, Colorado

OMAHA
12:30 a.m. CDT - Register, lunch available
1:00 - 2:00 p.m. CDT - Program
The Gallup Organization
1001 Gallup Drive
Omaha, Nebraska

Topic: Corporate Governance Developments for Non-public and Non-profit Companies: "Avoiding Internal Paralysis: SOX Creep and Bureaucracy"
Speakers:
  • Karl Barnickol, Partner, Husch Blackwell Sanders, St. Louis, former Senior Vice President, General Counsel and Secretary of Solutia, Inc., and former national Chairman of the Society
  • Craig Kamins, Senior Consultant with the Gallup Organization
Cost: $15 per person

Karl Barnickol, Partner, Husch Blackwell Sanders, St. Louis, former Senior Vice President, General Counsel and Secretary of Solutia, Inc., and former national Chairman of the Society.

In the wake of Enron and the other notorious corporate scandals, Congress adopted the Sarbanes-Oxley Act of 2002 establishing new, higher standards for the governance of publicly-traded companies. Now SOX is impacting the governance of privately-owned companies, nonprofits, and ex-US companies. New case law, enforcement actions, and regulatory initiatives are applying SOX standards to organizations whose boards and managements thought they were largely exempt from this law. This program will examine the "Creeping SOX" phenomenon and suggest steps to protect boards and managements of private companies and nonprofits.

Craig Kamins, Senior Consultant with the Gallup Organization.

The Gallup Organization has for the past several years studied different types of "barriers" organizations create that limit their success. These barriers can limit the implementation of corporate policy, such as enhanced corporate governance and compliance. These barriers are self-imposed, and tend to protect or further the needs of one group while creating damage elsewhere in the organization. One of the most common sets of barriers relate to harmful bureaucratic practices. In studying different types of bureaucracies, Gallup has identified a hierarchy or pyramid of different types of bureaucracy, why they evolve, and how to avoid the collateral damage that they create for customers and employees.

The presentation will provide a brief overview of the three levels of bureaucracy, the behavioral root causes, and the barriers that occur as a result.

If you are unable to attend this meeting in person, we are pleased to offer our members and guests the opportunity to participate in this meeting via webcast, courtesy of ReadyTalk. Webcast instructions can be found on the meeting notice.

Please RSVP by Monday, March 17.

WE ENCOURAGE YOU TO BRING A GUEST

The Chapter has applied for CLE credit for this program

Click here to view and print meeting notice and registration form

UPCOMING MEETINGS:

  • National Conference, June 25-29, 2008, Boca Raton Resort & Club, Boca Raton, FL
  • Western Fall Conference, September 17-19, 2008, Argonaut Hotel, San Francisco, CA
  • Rocky Mountain Annual Meeting, November 2008, TBD

A bar

Chapter Officers

President
David E. Gardels

Blackwell Sanders L.L.P.
402-964-5027
dgardels@blackwellsanders.com
Vice President
Carolyn Coffey

Corporation Service Company
800-423-7398
ccoffey@cscinfo.com
Secretary
Anna Norcia

Gambro Renal Products, Inc.
303-239-2318
anna.norcia@us.gambro.com
Treasurer
Christian A. Pedersen

Qwest Services Corporation
303-992-6011
christian.pedersen@qwest.com
Membership Chairman
John A. Randazzo

CT, A Wolters Kluwer Business
303-629-2512
john.randazzo@wkglobal.com
Program Chairman
Linda K. Wackwitz

Wackwitz & Associates LLC
303-808-5814
lwackwitz@mac.com

Advisory Committee

All officers and:

Margo S. Ankele
Computershare Investor Services LLC
303-262-0705
margo.ankele@computershare.com
Liza Olson
Bowne Financial Print
303-675-5979
liza.olson@bowne.com
Martin E. Freidel
Johnson, Freidel & Dykes, P.C.
303-674-4414
martin@jfdpc.com
Carol J. Peterson
Xcel Energy Inc.
303-294-2800
carol.peterson@xcelenergy.com
Karen Gross
Royal Gold, Inc.
303-573-1660
kgross@royalgold.com
Ardis Young
Newmont Mining Corporation
303-837-6005
ardis.young@newmont.com
Cathy James Hart
Xcel Energy Inc.
612-215-5346
cathy.hart@xcelenergy.com
 

National Office Chapter Representative: Suzanne Walker


Society of Corporate Secretaries and Governance Professionals
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212-681-2000 - Fax 212-681-2005

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