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4. Stock Transfer

Maintaining shareholder records, and providing for the transfer or replacement of stock certificates, is ultimately the responsibility of the Corporate Secretary. In most major corporations, however, this function is handled by a separate unit or by an outside transfer agent, with the Corporate Secretary acting as the corporate liaison.

Go back to intro - The Corporate Secretary - Duties and Responsibilities

  1. Board and Committee Meetings
  2. Annual Meeting of Shareholders
  3. Corporate Records
  4. Stock Transfer
  5. Securities Markets
  6. Director, Officer, and Shareholder Concerns
  7. Compliance


Society of Corporate Secretaries and Governance Professionals
521 Fifth Avenue New York NY 10175
212-681-2000 - Fax 212-681-2005

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