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5. Securities Markets

The Corporate Secretary normally serves as the corporate liaison with the various securities markets on which the company's shares are listed, and he or she may be responsible for assuring corporate compliance with stock market requirements. The Corporate Secretary may also be heavily involved in preparing listing or other market agreements, notices, and other documents and reports which the corporation must send to various securities exchanges or markets.

Go back to intro - The Corporate Secretary - Duties and Responsibilities

  1. Board and Committee Meetings
  2. Annual Meeting of Shareholders
  3. Corporate Records
  4. Stock Transfer
  5. Securities Markets
  6. Director, Officer, and Shareholder Concerns
  7. Compliance


Society of Corporate Secretaries and Governance Professionals
521 Fifth Avenue New York NY 10175
212-681-2000 - Fax 212-681-2005

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