Professional Service Providers

Extract Data. Find Answers. Move On.

Knowledge Mosaic LLC
5508 35th Avenue NE
Suite 200
Seattle, Washington 98105
Contact: Daniel Eckman
Phone: 866-650-3600 (toll-free)
Fax: 206-525-9397
Email: sales@knowledgemosaic.com
URL: http://www.knowledgemosaic.com

Product/Service Name: Securities Mosaic

Product Description

The Securities Mosaic Website and News Service has become an indispensable online securities research platform for corporate secretaries and governance professionals. Our user-friendly search capabilities allow you to navigate the complete landscape of SEC disclosure and regulatory information with speed, precision, and ease. Our 98% renewal rate speaks to the focus and dedication we bring to our products and services, and the exceptional value we offer. Consider the advantages of Securities Mosaic.

1. Smart and Simple. Through the smart use of internet technology, we have rendered the intricate maze of securities information simple and searchable. Our well-crafted online tools assure that you will find fast, reliable answers to your compliance questions.
   
   
2. Customer Commitment. Knowledge Mosaic provides unmatched levels of personal attention and responsiveness to customer needs. We actively partner with our customers in a variety of ways, including the provision of research assistance, customer support, and training. Website enhancements often reflect direct feedback from our customers.
   
   
3. Price appeal. Our online tools are not just easy to use; they are easy on the pocketbook. Annual individual subscriptions to the Securities Mosaic Website and News Service start at $600, with steep discounts for groups.

Interested? Sign-up for a trial or subscription online at www.securitiesmosaic.com.

Benefits: Put your Corporate Governance House in Order

Heightened regulatory requirements, increased investor scrutiny, and severe financial penalties (even jail time) for failure to comply with the new set of rules, have put directors and officers of public companies in an unprecedented position of risk. Because responsibility for shepherding the Board and senior management through the flood of new governance and compliance obligations increasingly lands on their shoulders, corporate secretaries now find themselves at the center of the regulatory storm. The Society's membership sorely needs immediate access to relevant securities information and knowledge in order to perform their jobs effectively.

With the Securities Mosaic website and news service, governance professionals can protect themselves against two key risks associated with the new corporate governance regulatory regime, the "knowledge gap" and the "speed gap":

1. Knowledge Gap: Avoid the painful penalties that befall public companies when directors and officers possess inadequate information or incorrectly interpret new disclosure requirements. Enjoy the rewards of accumulating "intelligence" efficiently. Securities Mosaic helps you to keep abreast of SEC regulatory developments & corporate governance "hot buttons", and to attain a high level of confidence in the efficacy of the disclosure documents your company produces.
   
   
2. Speed Gap: Corporate secretaries have traditionally been charged with "making the trains run on time" in the corporate office. In the post-SOX environment, time-pressure has intensified dramatically. Overcome the challenge posed by shortened timetables for filing key documents. Securities Mosaic will help you proceed from securities document research to filing with unprecedented dispatch.

Product Features

Securities Mosaic offers securities information in six major areas:

1. Disclosure: Search real-time EDGAR filings efficiently. Specialized tools for probing exhibits, 8-K items, insider forms, & registration statements. Text searching of filing sections & exhibits. Set up Company Watchlist to receive filings email alerts.
   
   
2. Laws: Locate pertinent securities statutes from current U.S. code and public laws. Convenient searching of securities-related legislative bills.
   
   
3. Rules: Access the full spectrum of securities regulatory information from our regulations, regulatory and litigation releases, SRO rulemaking, and forms databases. Searchable CFR amendment history.
   
   
4. Guidance: Obtain interpretive aid from legal experts and the SEC. Search over 5,000 law firm memos by topic. Utilize multiple sources of SEC staff guidance. Key SEC terms defined in our glossary.
   
   
5. News: Rely on a daily digest of SEC & national news, a concise weekly legal and regulatory report, and SEC regulatory alerts. Recent stories archived on the website.
   
   
6. Compliance Centers: Probe the entire range of our data by specific compliance topic. Topics correspond to core SEC compliance obligations of public companies and investment companies.

Date service introduced: May 2001

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